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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2020-12-16 |
| VA | RA | APPROVED | 2020-12-16 |
| NC | RA | APPROVED | 2020-12-15 |
Branch Locations
2002 Eastwood Road Suite 302, Wilmington, NC 28403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stratos Wealth Partners, Ltd | Wilmington | NC | 06/2017 | 12/2020 |
| Campbell University | Buies Creek | NC | 08/2014 | 05/2017 |
| Lpl Financial, Llc | Wilmington | NC | 06/2016 | Present |
| Independent Advisor Alliance | Wilmington | NC | 12/2020 | Present |
1. 3/17/2021 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/14/2020 - 160 Hours Per Month/6 Hours During Securities Trading. 2. 7/14/2021 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 12/14/2020 - 160 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 7/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisernfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 09/16/2022 - Sage Insurance Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date - 08/11/2022 - 4 Hours Per Month/4 Hours During Securities Trading 4. 06/25/2024 - Gaskins Gibson Capital - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/13/2024 - 160 Hours Per Month/ 6 Hours During Trading 5. 07/23/2024 - Independent Advisor Alliance - DBA: Gaskins Gibson Capital - IAR - Investment Related - At Reported Business Location(s) - Start Date 06/25/2024 - 160 Hours per Month/ 7 Hours During Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 7/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-10-03 |
| S65 | Uniform Investment Adviser Law Examination | 2017-06-27 |
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