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Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2020-12-16
VA RA APPROVED 2020-12-16
NC RA APPROVED 2020-12-15
  • SC RA
    APPROVED
    Since 2020-12-16
  • VA RA
    APPROVED
    Since 2020-12-16
  • NC RA
    APPROVED
    Since 2020-12-15

Branch Locations

2002 Eastwood Road Suite 302, Wilmington, NC 28403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stratos Wealth Partners, Ltd Wilmington NC 06/2017 12/2020
Campbell University Buies Creek NC 08/2014 05/2017
Lpl Financial, Llc Wilmington NC 06/2016 Present
Independent Advisor Alliance Wilmington NC 12/2020 Present
  • 06/2017 → 12/2020
    Wilmington, NC
  • 08/2014 → 05/2017
    Campbell University
    Buies Creek, NC
  • 06/2016 → Present
    Lpl Financial, Llc
    Wilmington, NC
  • 12/2020 → Present
    Independent Advisor Alliance
    Wilmington, NC
Previous Registrations
Other Businesses

1. 3/17/2021 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/14/2020 - 160 Hours Per Month/6 Hours During Securities Trading. 2. 7/14/2021 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 12/14/2020 - 160 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 7/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisernfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 09/16/2022 - Sage Insurance Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date - 08/11/2022 - 4 Hours Per Month/4 Hours During Securities Trading 4. 06/25/2024 - Gaskins Gibson Capital - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/13/2024 - 160 Hours Per Month/ 6 Hours During Trading 5. 07/23/2024 - Independent Advisor Alliance - DBA: Gaskins Gibson Capital - IAR - Investment Related - At Reported Business Location(s) - Start Date 06/25/2024 - 160 Hours per Month/ 7 Hours During Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 7/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-10-03
S65 Uniform Investment Adviser Law Examination 2017-06-27
  • S63 Uniform Securities Agent State Law Examination
    2017-10-03
  • S65 Uniform Investment Adviser Law Examination
    2017-06-27

View on SEC IAPD

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