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Lgt Financial Advisors LLC CRD 111575
$456M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2626 Howell St Suite 700, Dallas, TX 75204 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-12-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Westlake | TX | 06/2016 | 07/2019 |
| Lgt Financial Advisors, Llc | Dallas | TX | 08/2019 | Present |
| Investment Security Corporation | Calabasas | CA | 11/2019 | 01/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-15 |
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