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366 W Sunset Rd Building 4, San Antonio, TX 78209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-03-24 |
Branch Locations
366 W Sunset Rd Building 4, San Antonio, TX 78209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 08/2016 | 07/2019 |
| Frost Brokerage Services | San Antonio | TX | 07/2019 | Present |
| Frost Bank | San Antonio | TX | 07/2019 | Present |
CM Capital, LLC; Owner; Not Investment Related; 655 Shadywood Ln San Antonio TX 78216; Description: Self-storage business; Responsibilities: None at this time. We will run the overall business with another partner. ; Start date: 2025-07-01; 0 Hours per month devoted to business during trading hours; 10 Hours per month devoted to business outside trading hours; 1 Percent of total yearly compensation expected to be derived from the business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-27 |
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