Joseph Horace George

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 07/2019
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 12/2016 → 07/2019
  Northwestern Mutual Investment Services Llc
  Houston, TX
• 05/2017 → 07/2019
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 08/2019 → 08/2024
  Innovative Premier Financial Services
  Houston, TX
• 04/2024 → Present
  Joseph George / Hurst Lending
  Houston, TX
• 08/2024 → 04/2025
  Cetera Advisor Networks Llc
  El Segundo, CA
• 08/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 04/2025 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 04/2025 → Present
  Midfirst Bank
  Dallas, TX

Previous Registrations

• 2021-04-26 → 2024-08-22
  Next Financial Group, Inc.
  Houston, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-03-10
• S63 Uniform Securities Agent State Law Examination
  2017-02-22

Other Names

• Joseph Horace George