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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-27
MA RA APPROVED 2021-04-22
  • TX RA
    APPROVED_RES
    Since 2026-01-27
  • MA RA
    APPROVED
    Since 2021-04-22

Branch Locations

275 Grove St, 2-400, Newton, MA 02466 • United States

One Monarch Pl Suite 2010, Springfield, MA 01144-1099 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boston University Boston MA 09/2017 02/2020
Suffolk University Boston MA 09/2016 09/2017
Tantasqua Regional High School Fiskedale MA 09/2012 09/2016
Financial Recources Of Ct Springfield MA 06/2016 Present
Lpl Financial Llc Springfield MA 01/2019 Present
Summer Vacation Sturbridge MA 06/2016 09/2016
  • 09/2017 → 02/2020
    Boston University
    Boston, MA
  • 09/2016 → 09/2017
    Suffolk University
    Boston, MA
  • 09/2012 → 09/2016
    Tantasqua Regional High School
    Fiskedale, MA
  • 06/2016 → Present
    Financial Recources Of Ct
    Springfield, MA
  • 01/2019 → Present
    Springfield, MA
  • 06/2016 → 09/2016
    Summer Vacation
    Sturbridge, MA
Other Businesses

1. 6/10/2019 - FINANCIAL RESOURCES OF CT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/01/2019 - 160 Hours Per Month/40 Hours - Time Spent 100%. 2. 8/24/2021 - FR Investment Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/03/2021 - 40 Hours Per Month During Securities Trading. 3. 07/07/2022 - FR Accounting and Tax - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Minority owner - Start Date - 06/30/2022 - 20 Hours Per Month/ 0 Hours During Securities Trading. 4. 12/16/2022 - FR Insurance and Benefits Group LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date: 08/09/2021 - 10 Hours Per Month/10 Hours During Securities Trading 5. 08/25/2023 - FR Brands Enterprises LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 08/25/2023 - 1 Hour Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-12
  • S66 Uniform Combined State Law Examination
    2020-10-12

View on SEC IAPD

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