Best Investors
Account
Sign in
Best Investors
Account
Sign in
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-09-04 |
| TX | RA | APPROVED | 2020-09-02 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Austin, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 08/2016 | 03/2017 |
| Tiaa | Denver | CO | 08/2016 | 03/2017 |
| Rbc Capital Markets, Inc | Houston | TX | 03/2017 | 08/2020 |
| First Trust Portfolios L.P. | Wheaton | IL | 08/2020 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 08/2020 | Present |
OTHER BUSINESS NAME: ONE PEARL PROPERTIES. LOCATION: 5904 BAYTHORNE AUSTIN, TX 78747. NATURE OF BUSINESS: COLLECTING RENT CHECKS, PAYING PROPERTY MANAGER AND PAYING FOR REPAIRS FOR THE PROPERTY. POSITION OR TITLE: MEMBER MANAGER. RESPONSIBILITIES: COLLECT RENT CHEKCS AND PAY FOR UPKEEP TO THE PROPERTY. START DATE: JAN 01, 2023. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 2.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-10 |
Reach out to this advisor