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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2022-03-21
MO RA APPROVED 2022-03-21
  • KS RA
    APPROVED
    Since 2022-03-21
  • MO RA
    APPROVED
    Since 2022-03-21

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Lees Summit, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Shawnee Mission KS 02/2017 09/2021
Arvest Bank Independence MO 07/2014 02/2017
Lpl Financial Fort Mill SC 05/2021 Present
  • 02/2017 → 09/2021
    Waddell & Reed, Inc
    Shawnee Mission, KS
  • 07/2014 → 02/2017
    Arvest Bank
    Independence, MO
  • 05/2021 → Present
    Lpl Financial
    Fort Mill, SC
Previous Registrations
  • 2019-09-03 → 2021-09-15
    Waddell & Reed
    Overland Park, KS
    Overland Park, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-03
  • S66 Uniform Combined State Law Examination
    2019-09-03
Other Names
  • Derrick J Evans

View on SEC IAPD

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