Charles Michael Abbott

Current Employers

Employment History

• 01/2011 → 12/2016
  Texas Tech University
  Lubbock, TX
• 08/2016 → 05/2019
  Rosenthal Retirement Planning
  Ft Worth, TX
• 08/2019 → 12/2024
  Jpmorgan Chase Bank Na
  Plano, TX
• 08/2019 → 12/2024
  Jpmorgan Securities Llc
  Plano, TX
• 05/2019 → 08/2019
  Unemployed
  Fort Worth, TX
• 12/2024 → Present
  Aw Securities
  Addison, TX
• 12/2024 → Present
  Allworth Financial
  Addison, TX

Previous Registrations

• 2019-09-13 → 2024-12-08
  J.P. Morgan Securities Llc
  Plano, TX
  New York, NY
  New York, NY
  Allen, TX
• 2017-07-11 → 2019-05-17
  Rosenthal Advisory Services, L.P.
  Fort Worth, TX
• 2017-11-29 → 2018-08-17
  Lpl Financial Llc
  Irving, TX
  Fort Worth, TX
  Fort Worth, TX
  Irving, TX
• 2017-01-06 → 2017-11-29
  National Planning Corporation
  Forth Worth, TX

Other Businesses

Entity Name: The American College of Financial Services Investment related: No "Address: 630 Allendale Rd #400, King of Prussia, PA 19406 https://www.theamericancollege.edu/" Nature of the other business: Finance Position/Title/Relationship: Employee/Contractor Start Date: 08/09/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Consultant to review student case study responses for accuracy and provide feedback. Similar to current role in that feedback is provided on financial planning topics. Connection is that some students in the program may be advisors with JPMC. Entity Name: Texas Tech University Investment related: No Address: 2500 Lubbock TX www.pfp.ttu.edu Nature of the other business: Education - Instructor Position/Title/Relationship: Instructor Start Date: 16-Aug-2019 Approximate # of hours a month: 40 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Teach online undergraduate courses in personal finance. Financial Education Solutions, LLC - not investment related - from home address - grading work through the American College of Financial Services OBA also disclosed, as well as spouse writing university textbooks - starting 12/2025 - 20 hours per month not during trading hours

Exams

• S66 Uniform Combined State Law Examination
  2016-11-14

Designations

Other Names

• Charles Michael Abbott
• Charles Abbott