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Stephen Frank Rossi

Calamos Wealth Management LLC

Naperville, IL

San Francisco, CA

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Current Employers
Calamos Wealth Management Llc

2020 Calamos Court, Naperville, IL 60563-2787 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-01-21
CA RA APPROVED 2026-01-06
  • IL RA
    APPROVED
    Since 2026-01-21
  • CA RA
    APPROVED
    Since 2026-01-06

Branch Locations

2020 Calamos Court, Naperville, IL 60563-2787 • United States

555 California Street #3325, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oakland CA 06/2016 07/2019
Bank Of America, N.A. Oakland CA 11/2016 07/2019
Fidelity Brokerage Services Llc San Francisco CA 07/2019 12/2025
Fidelity Investments Boston MA 03/2025 12/2025
Calamos Financial Services Llc Naperville IL 01/2026 Present
Calamos Wealth Management Llc Naperville IL 01/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-05
  • S66 Uniform Combined State Law Examination
    2016-10-05
Other Names
  • Stephen F Rossi
  • Stephen Rossi
  • Stephen Frank Rossi

View on SEC IAPD

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