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38-08 Union St Ste 7D, Flushing, NY 11354 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-07-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hhl Advisors Group | Queens | NY | 01/2023 | Present |
| Cross Country Mortgage Llc | New York | NY | 07/2022 | 08/2022 |
| Baruch College | New York | NY | 05/2015 | Present |
| Rj Capital Group | Forest Hill | NY | 06/2020 | 07/2022 |
| Queens College | Flushing | NY | 08/2015 | 12/2021 |
| Homeconnect Capital Corporation | New York | NY | 01/2022 | Present |
| Prime Number Capital, Llc | Great Neck | NY | 02/2023 | 07/2023 |
| Hhl Wealth Advisors Inc. | Flushing | NY | 06/2023 | 12/2023 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 01/2024 | 06/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2024 | 06/2024 |
| Hhl Wealth Advisors Inc. | Flushing | NY | 06/2024 | Present |
1) HHL ADVISORS GROUP, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, TAX ADVISOR, CPA, PROVIDE TAX PLANNING TO CLIENTS, 10H/WEEK, 0H/WEEK DURING TRADING HOURS, SINCE 01/2023. 2) HOMECONNECT CAPITAL CORPORATION, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, PRESIDENT, OWNER, NO ACTIVITIES, LICENSING PENDING, COMPLIANCE AND OPERATIONS OVERSIGHT, RESIDENTIAL MORTGAGEE, 4H/WEEK, SINCE 01/2022. 3) BARUCH COLLEGE, NOT INVESTMENT RELATED, NEW YORK, NY, ADJUNCT ASSISTANT PROFESSOR, TEACHING ACCOUNTING COURSES, 4H/WEEK, SINCE 05/2015.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-12-09 |
| S65 | Uniform Investment Adviser Law Examination | 2023-03-24 |
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