John Anthony Backert

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-02-10
KY	RA	APPROVED	2019-10-18
TX	RA	APPROVED_RES	2019-10-18

FL RA
APPROVED

Since 2023-02-10
KY RA
APPROVED

Since 2019-10-18
TX RA
APPROVED_RES

Since 2019-10-18

Branch Locations

4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.J.B. Hilliard, W.L. Lyons, Inc	Louisville	KY	12/2004	Present
Robert W. Baird & Co. Incorporated	Louisville	KY	10/2019	Present

12/2004 → Present

J.J.B. Hilliard, W.L. Lyons, Inc

Louisville, KY
10/2019 → Present

Robert W. Baird & Co. Incorporated

Louisville, KY

Previous Registrations

2005-03-29 → 2019-10-18

J.J.B. Hilliard, W.L. Lyons, Llc

Louisville, KY

Louisville, KY

Other Businesses

1) ASCALON INTERNATIONAL INC, STOCKHOLDER/INVESTOR, STATE DATE 03/15/2014, 8280 GREENSBORO DRIVE STE 601, MCLEAN VA 22102, MANUFACTURE AND MARKETING OF DISINFECTNT AND PESTICIDE PRODUCTS, 0 HRS/MO, 0 HRS/MO TRADING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-03-28

S66 Uniform Combined State Law Examination

2005-03-28

Other Names

John A Backert
Tony Backert

View on SEC IAPD