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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-09-26 |
Branch Locations
3040 Post Oak Boulevard Suite 2000, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Msi Financial Services | Pittsburgh | PA | 10/2016 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Pittsburgh | PA | 07/2016 | 09/2017 |
| Mml Investors Services, Llc | Houston | TX | 03/2017 | 09/2017 |
| Massmutual Life Insurance Co | Houston | TX | 08/2019 | Present |
| Mml Investors Services Llc | Houston | TX | 09/2019 | Present |
| Self-Employed | Houston | TX | 09/2017 | 08/2019 |
NAME: MATTHEW RESH INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: PROPERTY/CASUALTY, HEALTH, GROUP LIFE, & GROUP HEALTH POSITION: AGENT START: 10/29/2019 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 5.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-21 |
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