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1150 Raritan Rd. Suite 201, Cranford, NJ 07016 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-01-22 |
Branch Locations
1150 Raritan Rd. Suite 201, Cranford, NJ 07016 • United States
111 Grove Street Suite 203, Montclair, NJ 07042 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-02-18 |
Branch Locations
1150 Raritan Rd. Suite 201, Cranford, NJ 07016 • United States
111 Grove Street Suite 203, Montclair, NJ 07042 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mannuzza & Lamela, Llc | Scotch Plains | NJ | 01/2016 | 12/2020 |
| Mannuzza & Associates, Llc | Linden | NJ | 01/2014 | 12/2020 |
| 1St Global Capital Corp. | Scotch Plains | NJ | 12/2016 | 10/2019 |
| 1St Global Advisors, Inc. | Scotch Plains | NJ | 12/2016 | 10/2019 |
| Avantax Advisory Services | Scotch Plains | NJ | 10/2019 | 10/2021 |
| Avantax Investment Services, Inc. | Scotch Plains | NJ | 10/2019 | 10/2021 |
| Calton & Associates, Inc. | Clark | NJ | 10/2021 | 09/2023 |
| Rmr Wealth Builders, Inc. | Montclair | NJ | 02/2022 | Present |
| Tkg Wealth Advisers Llc | Cranford | NJ | 09/2023 | Present |
| Tkg Tax & Accounting, Llc | Cranford | NJ | 01/2021 | Present |
1. Name of Business: TKG Tax & Accounting, LLC (formerly, The Koenig Group, LLC). Investment Related. Address: 1150 Raritan Road, Suite 200, Cranford, NJ 07016. Nature of Business: Accounting Firm. Position/Title/Relationship: Partner. Start Date: 01/01/2021. 180 hrs. per month & 150 hrs. during securities trading hrs. Duties/Responsibilities: I have a partnership interest and am actively involved in managing the client base. 2. Name of Business: Housing Authority of the City of Linden. Not Investment Related. Address: 1551 Dill Avenue, Linden, NJ 07036. Nature of Business: Housing authority for senior and disabled individuals. Position/Title/Relationship: Commissioner. Start Date: 01/01/2017. 2 hrs. per month & 0 hrs. during securities trading hrs. Duties/Responsibilities: Board Member/Commissioner with general oversight and voting rights. 3. Name of Business: RMR Wealth Builders, Inc. Investment Related. Address: 111 Grove St #203, Montclair, NJ 07042. Nature of Business: Investment Advice. Position/Title/Relationship: IAR. Start Date: 08/11/2022. 4 hrs. per month & 4 hrs. during securities trading hrs. Responsibilities: Referring investment clients to RMR Wealth Builders, Inc. senior representatives. 4. Name of Business: JR Promotions, LLC. Not Investment related, Address: Clark, NJ 07066. Nature of Business: Consulting and promotion service related to web design, marketing, promotion, and data analytics. Relationship: Consultant from June 2023; 5 hrs. per month & 0 hrs. per month securities trading hrs. during securities trading hrs. 5. TKG Wealth Advisers, LLC; Investment Related; 1150 Raritan Road, Suite 201, Cranford, NJ 07016; Nature of Bus.: Registered Investment Adviser; Title: Member; Start Date: 1/1/2023; 20 hrs. per month & 20 hrs. per month securities trading hrs. Duties: Administration & Client Services. 6. Name of Business: 1093 Raritan Realty LLC. Not Investment related. 1093 Raritan Road, Clark, NJ 07066. Nature of Bus.: Real Estate Ownership & Rental. Title: Member. 1 hr. per month & 0 hrs. per month during securities trading hrs. Duties: Real estate ownership & rental office admin.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-12 |
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