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Karen Kalkines

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Forest Hills, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2018-11-07
CT RA APPROVED 2018-11-02
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2018-11-07
  • CT RA
    APPROVED
    Since 2018-11-02

Branch Locations

6965 Yellowstone Blvd, Forest Hills, NY 11375 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Mutual Life Insurance Co Horsham PA 06/2016 06/2017
Hornor Townsend & Kent Inc Horsham PA 06/2016 06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bayside NY 08/2018 Present
Unemployed Astoria NY 07/2017 01/2018
Karen Kalkines Astoria NY 02/2018 06/2018
  • 06/2016 → 06/2017
    Penn Mutual Life Insurance Co
    Horsham, PA
  • 06/2016 → 06/2017
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 08/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Bayside, NY
  • 07/2017 → 01/2018
    Unemployed
    Astoria, NY
  • 02/2018 → 06/2018
    Karen Kalkines
    Astoria, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-01
S63 Uniform Securities Agent State Law Examination 2017-01-21
  • S66 Uniform Combined State Law Examination
    2018-11-01
  • S63 Uniform Securities Agent State Law Examination
    2017-01-21
Other Names
  • K Kalkines

View on SEC IAPD

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Other Investors

THOMAS JAMES HORAN
Matthew Ryan Seymour
CRAIG ADAM BERGEN
Joshua T Bergen
EDWARD SECKER
KWAI YUN CHAN
KELVIN ACEVEDO-LIZ
Sudev Singh

Other Offices

ACORN CAPITAL PARTNERS, LLC · FOREST HILLS, NY
LPL FINANCIAL LLC · FOREST HILLS, NY
LPL FINANCIAL LLC · FOREST HILLS, NY
CHARLES SCHWAB & CO., INC. · Forest Hills, NY
AMERIPRISE FINANCIAL SERVICES, LLC · FOREST HILLS, NY
CITIGROUP GLOBAL MARKETS INC. · FOREST HILLS, NY
CETERA INVESTMENT ADVISERS LLC · FOREST HILLS, NY
J.P. MORGAN SECURITIES LLC · FOREST HILLS, NY

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