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Yajaira Diaz-Rocha

Citigroup Global Markets Inc.

San Antonio, TX

San Antonio, TX

O'FAllon, MO

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-12-20
  • TX RA
    APPROVED
    Since 2017-12-20

Branch Locations

Citi Wealth Management, Supervision 100 Citibank Dr, Bldg 2, San Antonio, TX 78245 • United States

San Antonio, TX • United States

Citi Wealth Management, Supervision 1000 Technology Drive, 3N, O'FAllon, MO 63368 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc San Antonio TX 08/2016 Present
Thrivent Financial Appleton WI 08/2016 05/2017
Thrivent Finanical Appleton WI 05/2017 Present
Citi San Antonio TX 12/2017 Present
  • 08/2016 → Present
    Thrivent Investment Management Inc
    San Antonio, TX
  • 08/2016 → 05/2017
    Thrivent Financial
    Appleton, WI
  • 05/2017 → Present
    Thrivent Finanical
    Appleton, WI
  • 12/2017 → Present
    Citi
    San Antonio, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-04
  • S66 Uniform Combined State Law Examination
    2017-03-04
Other Names
  • Yajaira Diaz

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
1900 WEALTH · SAN ANTONIO, TX
ROCKEFELLER FINANCIAL LLC · San Antonio, TX
PARK AVENUE SECURITIES LLC · SAN ANTONIO, TX
RBC CAPITAL MARKETS, LLC · SAN ANTONIO, TX
KESTRA ADVISORY SERVICES, LLC · San Antonio, TX
TITLEIST ASSET MANAGEMENT, LLC · San Antonio, TX

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