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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-11-02
  • MI RA
    APPROVED
    Since 2018-11-02

Branch Locations

Rochester Hills, MI • United States

28411 Northwestern Hwy Suite 1300, Southfield, MI 48034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Southfield MI 06/2016 11/2018
Royal Alliance Associates, Inc. Southfield MI 11/2018 Present
  • 06/2016 → 11/2018
    Sii
    Southfield, MI
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Southfield, MI
Previous Registrations
  • 2018-08-29 → 2018-11-02
    Signator Investors, Inc.
    Southfield, MI
Other Businesses

1. MICHIGAN FINANCIAL COMPANIES POSITION: IAR NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/01/2016 ADDRESS: 28411 Northwestern Hwy., Suite 1300, Southfield MI 48307, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products 2. JAPANESE BUSINESS SOCIETY OF DETROIT POSITION: Member NATURE: Organization for Japanese Businesses in Michigan INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2018 ADDRESS: 42400 Grand River Ave, 202, Novi MI 48375, United States DESCRIPTION: Member - attending seminars and events 3. MICHIGAN FINANCIAL COMPANIES FIXED INSURANCE POSITION: AGENT NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/01/2016 ADDRESS: 28411 Northwestern Hwy., Suite 1300, Southfield MI 48307, United States DESCRIPTION: SALES/MARKETING OF FIXED ANNUITIES AND NON-VARIABLE INSURANCE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-11
  • S66 Uniform Combined State Law Examination
    2016-11-11
Other Names
  • Akiko Isono
  • Akiko Horioka

View on SEC IAPD

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