Ruben J. Rodriguez

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 11/2016
  Wells Fargo Advisors Llc
  Whittier, CA
• 01/2015 → 02/2018
  Wells Fargo Bank, Na
  Whittier, CA
• 11/2016 → 04/2017
  Wells Fargo Clearing Services, Llc
  Whittier, CA
• 02/2018 → Present
  J.P Morgan Securities Llc
  Manhattan Beach, CA
• 02/2018 → Present
  Jp Morgan Chase Bank N.A.
  Manhattan Beach, CA

Exams

• S66 Uniform Combined State Law Examination
  2026-04-24
• S63 Uniform Securities Agent State Law Examination
  2018-04-30

Other Names

• Ruben Rodriguez
• Ruben J Rodriguez
• Ruben James Rodriguez