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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-06-09 |
| NY | RA | APPROVED | 2025-06-02 |
Branch Locations
1400 Old Country Rd Ste 408, Westbury, NY 11590 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T-Mobile | Bellerose | NY | 04/2010 | 06/2018 |
| Axa Advisors, Llc | New York | NY | 07/2016 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 07/2016 | 04/2025 |
| Cetera Investment Services Llc | St Cloud | MN | 06/2025 | Present |
| Cetera Investment Advisors Llc | Westbury | NY | 06/2025 | Present |
1. THE QAE GROUP, DBA FOR CETERA BUSINESS, 33% OWNER 2. OWNER OF KB ENTERTAINMENT/KNOCKOUT BOYZ; HOST SOCIAL EVENTS, PROVIDE MARKETING SERVICES AND SING/ACT/SONGWRITE AND PRODUCE MUSIC; 2 HRS/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-08 |
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