Grant Avery Spencer

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 06/2018
  Wells Fargo Securities, Llc
  Charlotte, NC
• 07/2018 → 06/2022
  Dimensional Fund Advisors
  Austin, TX
• 06/2022 → Present
  Private Client Services
  Overland Park, KS
• 06/2022 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS

Previous Registrations

• 2018-11-20 → 2022-06-28
  Dimensional Fund Advisors Lp
  Austin, TX

Other Businesses

1) Prime Capital Investment Advisors, LLC. 6201 College Blvd, Ste #150, Overland Park, KS 66211. Prime Capital Investment Advisors, LLC is a federally registered investment advisor providing asset management and financial planning. Sr Associate, mergers and acquisitions. (employee). Duties include working with management and prospective firms. 160 hrs/mo;140 during trading hrs. 2) CHHSZ HOLDINGS, LLC, INVESTMENT RELATED, 6201 COLLEGE BLVD STE#150 OVERLAND PARK KS 66211, PARTNER, CHHSZ HOLDINGS LLC IS A LIMITED LIABILITY COMPANY ""LLC"" FORMED IN OCTOBER 2019 UNDER THE LAWS OF THE STATE OF DELAWARE. CHHSZ HOLDINGS LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC (PCIA), A REGISTERED INVESTMENT ADVISOR. MEMBER PROVIDES ADVISORY SERVICES AS AN IRA OF PCIA, <1 HR /MONTH, <1 HR / MONTH DURING TRADING

Exams

• S66 Uniform Combined State Law Examination
  2018-11-19
• S63 Uniform Securities Agent State Law Examination
  2016-08-05

Other Names

• Grant Spencer