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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-08
NM RA APPROVED 2020-01-06
  • TX RA
    APPROVED_RES
    Since 2021-03-08
  • NM RA
    APPROVED
    Since 2020-01-06

Branch Locations

912 6Th St Nw, Albuquerque, NM 87102 • United States

Albuquerque, NM • United States

2231 E Camelback Rd Ste 350, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Albuquerque NM 06/2016 01/2020
Principal Life Insurance Company Albuquerque NM 01/2020 Present
Principal Securities, Inc. Albuquerque NM 01/2020 Present
  • 06/2016 → 01/2020
    Fidelity Brokerage Services, Llc
    Albuquerque, NM
  • 01/2020 → Present
    Principal Life Insurance Company
    Albuquerque, NM
  • 01/2020 → Present
    Albuquerque, NM
Other Businesses

**Fixed Insurance; Investment Related; Albuquerque, NM; Agent; Fixed Life, Annuity, DI, Health, LTC, Medicare Supplements, Group Products; Start Date: 01/01/2020; 20 hrs per month; 20 during trading hours. **LOGAN BABER POSITION: Broker NATURE: EAP-Employee Assistance Program INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 08/03/2026 ADDRESS: 912 6th St. NW, Albuquerque NM 87102, United States DESCRIPTION: I will be assisting business clients who are interested in establishing EAP resources for their employees. The EAP is the Employee Assistance Program, which provides counseling, life coaching and other mental health sources for the employees to leverage.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-09-16
  • S63 Uniform Securities Agent State Law Examination
    2016-09-16
Designations
Other Names
  • Logan Matthew Baber
  • Logan M Baber
  • Logan Baber

View on SEC IAPD

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