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980 N Michigan Avenue Ste 1320, Chicago, IL 60611 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-04-03 |
| IL | RA | APPROVED | 2018-04-02 |
Branch Locations
980 N Michigan Avenue Ste 1320, Chicago, IL 60611 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 06/2016 | 03/2018 |
| Factor Wealth Management Ltd. | Chicago | IL | 04/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-12 |
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