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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-10-12
  • CT RA
    APPROVED
    Since 2021-10-12

Branch Locations

301 Tresser Blvd Office Of Cao - Awl Local Markets Organization, Stamford, CT 06901 • United States

185 Asylum St, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 06/2016 11/2019
Bank Of America, N.A. Stamford CT 09/2016 11/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Haven CT 10/2021 Present
Bank Of America, N.A. Stamford CT 11/2019 09/2021
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-19
  • S66 Uniform Combined State Law Examination
    2016-10-19
Other Names
  • Alex Marchetti

View on SEC IAPD

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