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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-10-12 |
Branch Locations
301 Tresser Blvd Office Of Cao - Awl Local Markets Organization, Stamford, CT 06901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford | CT | 06/2016 | 11/2019 |
| Bank Of America, N.A. | Stamford | CT | 09/2016 | 11/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Haven | CT | 10/2021 | Present |
| Bank Of America, N.A. | Stamford | CT | 11/2019 | 09/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-19 |
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