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Sei Investments Management Corp CRD 105146
$216B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Freedom Valley Drive, Oaks, PA 19456 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-09-11 |
| MN | RA | APPROVED | 2025-09-10 |
Branch Locations
One Freedom Valley Drive, Oaks, PA 19456 • United States
Blaine, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Van Buren | AR | 07/2016 | 07/2019 |
| Arkansas Army National Guard Reserve | Fort Smith | AR | 05/2011 | 05/2017 |
| American Funds | Carmel | IN | 07/2019 | 04/2020 |
| American Funds | Carmel | IN | 04/2020 | 01/2021 |
| American Funds | Carmel | IN | 01/2021 | 04/2024 |
| Capital Group / Capital Client Group, Inc. | Los Angeles | CA | 04/2024 | 08/2025 |
| Sei Investments | Oaks | PA | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-08 |
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