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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-01-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 08/2016 | 12/2020 |
| Farmers Financial Solutions | Longmont | CO | 12/2020 | 05/2021 |
| Farmers Insurance | Longmont | CO | 07/2020 | 05/2021 |
| Fidelity Investments | Greenwood Village | CO | 05/2021 | 10/2022 |
| Raymond James Financial Services, Inc. | Fort Collins | CO | 10/2022 | 10/2023 |
| Raymond James Financial Services Advisors, Inc | Fort Collins | CO | 10/2022 | 10/2023 |
| Impact Financial Strategies | Fort Collins | CO | 10/2022 | 10/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Collins | CO | 01/2024 | Present |
| Bank Of America N.A. | Fort Collins | CO | 02/2024 | Present |
I*3279280, Entity Type: Entity Charitable, Name of OBA: Animal Friends Alliance, Address: Fort Collins, Colorado, 80524, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 07/01/2026, No Hours: 5 Monthly, No Hours during Trading: 1 Monthly, Duties: Help with advocacy, fund raising, volunteering. It is an animal rescue/ rehab/ pet adoption organization.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-17 |
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