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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-07
WA RA APPROVED 2021-10-12
  • TX RA
    APPROVED
    Since 2021-12-07
  • WA RA
    APPROVED
    Since 2021-10-12

Branch Locations

275 High School Rd Ne Ste C-5, Bainbridge Island, WA 98110 • United States

12770 Gateway Drive, Tukwila, WA 98168 • United States

Tacoma, WA • United States

5985 6Th Ave, Tacoma, WA 98406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2016 10/2021
Boeing Employee Credit Union Tukwila WA 10/2021 Present
Lpl Financial Llc Tukwila WA 10/2021 Present
  • 07/2016 → 10/2021
    St Louis, MO
  • 10/2021 → Present
    Boeing Employee Credit Union
    Tukwila, WA
  • 10/2021 → Present
    Tukwila, WA
Previous Registrations
  • 2016-10-28 → 2021-10-13
    Tacoma, WA
    Tacoma, WA
    St Louis, MO
    University Place, WA
Other Businesses

1) 10/2021- Investment products and services are offered through LPL Financial LLC using the DBA/trade name BECU Investment Services 2) 10/2021- Washington Brewing Company LLC- Production Only Brewery- owner- non-inv. related- Tacoma, WA- start date 9/1/2012

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-26
  • S66 Uniform Combined State Law Examination
    2016-08-26
Other Names
  • Baron Kuhn

View on SEC IAPD

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