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Sophia Yu Liu

Benefit Financial Services Group

Irvine, CA

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Current Employers
Benefit Financial Services Group

2040 Main Street Suite 720, Irvine, CA 92614 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-08-09
  • CA RA
    APPROVED
    Since 2024-08-09

Branch Locations

2040 Main Street Suite 720, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adp Llc Irvine CA 07/2015 02/2017
Minnesota Life St. Paul MN 01/2017 09/2018
Tax & Financial Group Newport Beach CA 02/2017 09/2018
Merrill Lynch Irvine CA 10/2018 09/2022
Capital Group-Private Client Services Los Angeles CA 10/2022 05/2024
Benefit Financial Services Group Irvine CA 07/2024 Present
  • 07/2015 → 02/2017
    Adp Llc
    Irvine, CA
  • 01/2017 → 09/2018
    Minnesota Life
    St. Paul, MN
  • 02/2017 → 09/2018
    Tax & Financial Group
    Newport Beach, CA
  • 10/2018 → 09/2022
    Merrill Lynch
    Irvine, CA
  • 10/2022 → 05/2024
    Capital Group-Private Client Services
    Los Angeles, CA
  • 07/2024 → Present
    Benefit Financial Services Group
    Irvine, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-13
S63 Uniform Securities Agent State Law Examination 2016-09-07
  • S66 Uniform Combined State Law Examination
    2017-04-13
  • S63 Uniform Securities Agent State Law Examination
    2016-09-07
Designations
Other Names
  • Yu Ju Liu
  • Sophia Yu Liu
  • Sophia Liu

View on SEC IAPD

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Other Offices

VISTA POINT ASSET MANAGEMENT LLC · IRVINE, CA
PRINCIPAL SECURITIES, INC. · IRVINE, CA
GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA
EQUITABLE ADVISORS, LLC · IRVINE, CA
GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA
INTEGRATED WEALTH CONCEPTS LLC · IRVINE, CA
INTEGRATED WEALTH CONCEPTS LLC · IRVINE, CA
EQUITABLE ADVISORS, LLC · IRVINE, CA

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