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Keith Allen Ferguson

Beacon Pointe Advisors, LLC

Newport Beach, CA

Dallas, TX

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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-29
  • TX RA
    APPROVED
    Since 2022-07-29

Branch Locations

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

5960 Berkshire Lane Suite 1150, Dallas, TX 75225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Waco TX 10/2015 01/2021
Raymond James Financial Services Advisors Inc. Waco TX 10/2015 01/2021
Innovation Partners Llc Charlotte NC 01/2021 06/2022
Benchmark Private Wealth Management, Llc Dallas TX 01/2021 06/2022
Beacon Pointe Advisors, Llc Dallas TX 07/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-02
  • S66 Uniform Combined State Law Examination
    2010-07-02
Designations
Other Names
  • Keith Allen Ferguson
  • Allen Ferguson
  • Keith Ferguson
  • K Allen Ferguson

View on SEC IAPD

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