John William Watson

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 11/2017
  Securian Financial Services Inc.
  St Paul, MN
• 06/2016 → 11/2017
  Minnesota Life Insurance Co
  St Paul, MN
• 06/2016 → 03/2019
  Gcg Financial Inc.
  Deerfield, IL
• 11/2017 → 03/2019
  Triad Advisors, Inc.
  Norcross, GA
• 11/2017 → 03/2019
  Alera Investment Advisors, Llc
  Deerfield, IL
• 03/2019 → Present
  Nuveen Securities, Llc
  Chicago, IL
• 03/2019 → Present
  Nuveen Asset Management, Llc
  Chicago, IL

Previous Registrations

• 2017-11-03 → 2019-03-08
  Alera Investment Advisors, Llc
  Deerfield, IL
  Chicago, IL
• 2016-09-20 → 2017-11-02
  Securian Financial Services, Inc.
  Deerfield, IL

Exams

• S66 Uniform Combined State Law Examination
  2016-09-12

Other Names

• Jack Watson
• John William Watson
• John William Watson
• John W Watson