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Richard Oliver Clotworthy

Frost Investment Services

San Antonio, TX

Cypress, TX

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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-27
  • TX RA
    APPROVED
    Since 2022-01-27

Branch Locations

111 West Houston Street, San Antonio, TX 78205 • United States

13201 Fry Rd Ste 100, Cypress, TX 77433 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Houston TX 06/2016 07/2020
Jpmorgan Chase Houston TX 06/2016 07/2020
Frost Brokerage Services Cypress TX 07/2020 Present
Frost Bank Cypress TX 07/2020 Present
  • 06/2016 → 07/2020
    Jp Morgan Securities Llc
    Houston, TX
  • 06/2016 → 07/2020
    Jpmorgan Chase
    Houston, TX
  • 07/2020 → Present
    Frost Brokerage Services
    Cypress, TX
  • 07/2020 → Present
    Frost Bank
    Cypress, TX
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-08-05
  • S63 Uniform Securities Agent State Law Examination
    2016-08-05
Other Names
  • Ricky Clotworthy
  • Richard Oliver Clotworthy
  • Richard Clotworthy
  • Richard O Clotworthy

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
1900 WEALTH · SAN ANTONIO, TX
ROCKEFELLER FINANCIAL LLC · San Antonio, TX
PARK AVENUE SECURITIES LLC · SAN ANTONIO, TX
RBC CAPITAL MARKETS, LLC · SAN ANTONIO, TX
KESTRA ADVISORY SERVICES, LLC · San Antonio, TX
TITLEIST ASSET MANAGEMENT, LLC · San Antonio, TX

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