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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-11 |
| PA | RA | APPROVED | 2026-03-11 |
Branch Locations
60 West Union St Suite 201, Kingston, PA 18704 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Highstreet It Solutions, Llc | Rockville | MD | 05/2011 | Present |
| Wfgia | Kingston | PA | 08/2024 | Present |
| Transamerica Financial Services | Kingston | PA | 03/2026 | Present |
| Axianta Financial Partners | Philadelphia | PA | 08/2024 | Present |
| Claude Linus Hicks - Rental Property | Philadelphia | PA | 01/1996 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). 1.) Highstreet IT Solutions, LLC Investment Related? No 2600 Tower Oaks Blvd. | Suite 240 | Rockville, MD 20852 Implementations, configurations, extensions of Ora. Principal Consultant Start date 5/2011 172 hours per month, 6.5 hours per day during trading. 2.) Axianta Financial Partners Investment Related? Yes Philadelphia, PA Associate Start date 8/2024 12 hours per month, 0 per day during trading. CLAUDE LINUS HICKS - RENTAL PROPERTY POSITION: Owner NATURE: Rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1996 ADDRESS: 3552 Calumet St, Philadelphia PA 19129, United States DESCRIPTION: When a maintenance request is reported, I may be required to approve the expenditure. Some maintenance issues I do get more involved in. I also become involved when the lease renewal is due.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-06 |
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