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Raymond Mortali

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mystic, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-06-26
TX RA APPROVED 2019-08-22
RI RA APPROVED 2018-05-07
  • CT RA
    APPROVED
    Since 2023-06-26
  • TX RA
    APPROVED
    Since 2019-08-22
  • RI RA
    APPROVED
    Since 2018-05-07

Branch Locations

27 Coogan Blvd, Mystic, CT 06355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 02/2018 Present
Sk Services Walpole MA 12/2017 01/2018
University Of Massachusetts Lowell Lowell MA 09/2013 12/2017
Dollar Golf Club Westwood MA 03/2017 02/2018
Putnam Investments North Andover MA 07/2016 12/2016
Bank Of America, N.A. Lincoln RI 08/2019 Present
  • 02/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Lincoln, RI
  • 12/2017 → 01/2018
    Sk Services
    Walpole, MA
  • 09/2013 → 12/2017
    University Of Massachusetts Lowell
    Lowell, MA
  • 03/2017 → 02/2018
    Dollar Golf Club
    Westwood, MA
  • 07/2016 → 12/2016
    Putnam Investments
    North Andover, MA
  • 08/2019 → Present
    Bank Of America, N.A.
    Lincoln, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-04
  • S66 Uniform Combined State Law Examination
    2018-05-04
Other Names
  • Raymond James Mortali
  • Ray Mortali

View on SEC IAPD

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