Raymond Mortali

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-06-26
TX	RA	APPROVED	2019-08-22
RI	RA	APPROVED	2018-05-07

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	RI	02/2018	Present
Sk Services	Walpole	MA	12/2017	01/2018
University Of Massachusetts Lowell	Lowell	MA	09/2013	12/2017
Dollar Golf Club	Westwood	MA	03/2017	02/2018
Putnam Investments	North Andover	MA	07/2016	12/2016
Bank Of America, N.A.	Lincoln	RI	08/2019	Present

02/2018 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, RI
12/2017 → 01/2018

Sk Services

Walpole, MA
09/2013 → 12/2017

University Of Massachusetts Lowell

Lowell, MA
03/2017 → 02/2018

Dollar Golf Club

Westwood, MA
07/2016 → 12/2016

Putnam Investments

North Andover, MA
08/2019 → Present

Bank Of America, N.A.

Lincoln, RI

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-05-04