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Inactive

Shichen Xu

Moran Wealth Management, LLC

Naples, FL

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Current Employers
Moran Wealth Management, Llc

5801 Pelican Bay Blvd, Suite 110, Naples, FL 34108 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-31
TX RA APPROVED_RES 2024-03-20
  • FL RA
    APPROVED
    Since 2024-07-31
  • TX RA
    APPROVED_RES
    Since 2024-03-20

Branch Locations

5801 Pelican Bay Blvd, Suite 110, Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Naples FL 06/2016 11/2016
Wells Fargo Advisors, Llc` Naples FL 06/2016 08/2022
University Of Notre Dame South Bend IN 06/2017 05/2018
Moran Wealth Management, Llc Naples FL 04/2022 Present
  • 06/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Naples, FL
  • 06/2016 → 08/2022
    Wells Fargo Advisors, Llc`
    Naples, FL
  • 06/2017 → 05/2018
    University Of Notre Dame
    South Bend, IN
  • 04/2022 → Present
    Moran Wealth Management, Llc
    Naples, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-14
  • S66 Uniform Combined State Law Examination
    2019-05-14
Other Names
  • Shane Xu

View on SEC IAPD

Other Firms

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WELLS FARGO CLEARING SERVICES, LLC
J.P. MORGAN SECURITIES LLC
SYNOVUS SECURITIES, INC.
LPL FINANCIAL LLC
CAPITAL WEALTH PLANNING, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
NTV FRONTIER MANAGEMENT

Other Investors

JENNIFER ERNA MCMANUS
RUDINA RUCI
SALWA AMEEN
SAEGER CAY OLSEN
MIGUEL ALEJANDRO ALVAREZ
Manuel Espinosa
Ethan Nathaniel Stern
DAVID MATTHEW WHITTAKER

Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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