Kevin Michael Phillips

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 12/2018
  Securian Financial Services Inc
  St Paul, MN
• 06/2016 → 12/2018
  Minnesota Life Insurance Co
  St Paul, MN
• 06/2016 → 12/2018
  Compass Capital Mangement
  Metairie, LA
• 12/2018 → Present
  Law Office Of Kevin M. Phillips, Llc
  New Orleans, LA
• 12/2018 → 01/2025
  Raymond James & Associates, Inc.
  New Orleans, LA
• 06/2020 → 09/2020
  American Athletic Conference
  New Orleans, LA
• 02/2025 → 05/2025
  Advisor Resource Council Llc
  Dallas, TX
• 02/2025 → Present
  Council Family Office
  Metairie, LA
• 12/2024 → Present
  Jefferson Parish Public Defenders Office
  New Orleans, LA

Previous Registrations

• 2025-03-11 → 2025-05-30
  Advisor Resource Council
  Metairie, LA
  Dallas, TX
• 2018-12-20 → 2025-01-07
  Raymond James & Associates, Inc.
  New Orleans, LA
• 2016-08-29 → 2018-12-26
  Securian Financial Services, Inc.
  Metairie, LA

Other Businesses

(1)Law Office of Kevin M Phillips, LLC. Started 12/19/2018. New Orleans, LA, Attorney. 1-2 hours/week during trading hours. (2)24th Judicial District Public Defender Office: Started 06/16/2025. Gretna, LA. Lawyer who defends people who have been accused of a crime in Jefferson Parish. 28 hours/week during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2016-07-18

Designations

• Certified Financial Planner