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Usa Financial Securities LLC CRD 103857
$297M regulatory AUM 374 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6020 East Fulton Street, Ada, MI 49301 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-01-01 |
| CA | RA | APPROVED | 2025-01-01 |
| CO | RA | APPROVED | 2025-01-01 |
| FL | RA | APPROVED | 2025-01-01 |
| MS | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2024-04-04 |
| AK | RA | APPROVED | 2023-05-24 |
| KS | RA | APPROVED | 2019-01-17 |
| AZ | RA | APPROVED | 2018-06-14 |
| NJ | RA | APPROVED | 2017-10-11 |
| MO | RA | APPROVED | 2016-07-12 |
Branch Locations
6020 East Fulton, Ada, MI 49301 • USA
303 N. Stadium Blvd. 2Nd Floor, Columbia, MO 65203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Srg Financial Advisors | Osage Beach | MO | 05/2016 | Present |
| Usa Financial Securities | Ada | MI | 06/2016 | Present |
1) SRG FINANCIAL ADVISORS - 1055 OZARK CARE DRIVE, OSAGE BEACH MO 65065. START DATE 06/08/2016. INSURANCE PRODUCER. SELL LIFE, LONG-TERM CARE, AND DISABILITY INCOME INSURANCE. NOT INVESTMENT RELATED. 24 HOURS PER MONTH DEVOTED TO BUSINESS. 18 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS. 2) SOCCER COACH - 5023 ROGER I WILSON MEMORIAL DR. COLUMBIA, MO 65202. START DATE 08/01/2024. ASSISTANT SOCCER COACH FOR YOUTH SOCCER TEAM. NOT INVESTMENT RELATED. 40 HOURS PER MONTH DEVOTED TO BUSINESS. 0 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-07-12 |
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