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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2025-01-13 |
| MD | RA | APPROVED | 2025-01-09 |
| NC | RA | APPROVED | 2020-04-02 |
Branch Locations
2000 Randolph Road, Charlotte, NC 28207 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 08/2016 | 02/2017 |
| Scottrade, Inc. | Vancouver | WA | 02/2017 | 10/2017 |
| The Vanguard Group, Inc. | Charlotte | NC | 11/2017 | 03/2020 |
| Pnc Investments | Charlotte | NC | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 2016-11-08 |
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