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Alon Haim

Wells Fargo Clearing Services, LLC

Encino, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-12
TX RA APPROVED 2024-07-12
  • CA RA
    APPROVED
    Since 2024-07-12
  • TX RA
    APPROVED
    Since 2024-07-12

Branch Locations

15760 Ventura Blvd Ste 1250 [Sk-Rbo], Encino, CA 91436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Encino CA 06/2016 08/2019
Bank Of America, N.A. Encino CA 09/2016 08/2019
Rbc Capital Markets, Llc. Beverly Hills CA 08/2019 07/2024
City National Bank Beverly Hills CA 08/2019 07/2024
Wells Fargo Clearing Services, Llc Encino CA 07/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-07
  • S66 Uniform Combined State Law Examination
    2016-11-07

View on SEC IAPD

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