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Atul Sethi

Mooring Bay Capital Management

Dallas, TX

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Current Employers
Mooring Bay Capital Management

6440 N Central Expy Suite 900-B, Dallas, TX 75206-4123 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-09
  • TX RA
    APPROVED
    Since 2024-09-09

Branch Locations

6440 N Central Expy Suite 900-B, Dallas, TX 75206-4123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Orix Corp Usa Dallas TX 11/2009 05/2019
Unemployed Dallas TX 05/2019 07/2021
Estrada Hinojosa & Company Inc. Dallas TX 08/2021 12/2023
Mooring Bay Capital Management, Llc Dallas TX 01/2024 Present
  • 11/2009 → 05/2019
    Orix Corp Usa
    Dallas, TX
  • 05/2019 → 07/2021
    Unemployed
    Dallas, TX
  • 08/2021 → 12/2023
    Estrada Hinojosa & Company Inc.
    Dallas, TX
  • 01/2024 → Present
    Mooring Bay Capital Management, Llc
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-15
S63 Uniform Securities Agent State Law Examination 2005-01-26
  • S66 Uniform Combined State Law Examination
    2023-03-15
  • S63 Uniform Securities Agent State Law Examination
    2005-01-26

View on SEC IAPD

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