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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-06-15 |
| TX | RA | APPROVED | 2023-03-08 |
| NC | RA | APPROVED | 2023-02-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bankers Life | Charlotte | NC | 03/2021 | 03/2022 |
| Walmart Stores Inc. | Rock Hill | SC | 02/2009 | 03/2021 |
| Bankers Life Securities, Inc | Charlotte | NC | 03/2022 | 11/2022 |
| Bankers Life Advisory Services | Charlotte | NC | 11/2022 | 12/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 12/2022 | Present |
| Bank Of America, N.A. | Charlotte | NC | 08/2023 | Present |
I*: Entity Type: For Profit Name: Boatsetter Investment Related: No Address: Fort Mill, SC 297155 Start Date: April 20228. Hours per month:12 per month Hours devoted during trading hour: 0 Duties: Boat Rental. Once a customer makes a request to rent my boat, I agree to the date and time and price. I will assist the customer with launching the boat and clean up when the rental is completed. Allow customers to rent my personal boat for an agreed set of hours, 1099 contact work6.Individual Contact work I*1128270 Entity Type For Profit Name of OBA: Amazon Flex Address: fort Mill South Carolina 29715 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 01/01/2023 Hours: 5 hrs monthly Hours during trading: 0 Duties: Independent contract work for Amazon delivering packages. Routes are paid via 1099 form and only responsible for the routes selected and awarded. I*: 2584267 Entity Type: Fiduciary role Name of OBA: Estate of K. B. Address: Fort Mill, South Carolina, 29715 Investment Related: No Position, Title, Association: Executor Employee Start Date: 6/25/2025 Number of Hours: 5 hrs wkly Number of Hours during trading: 0 Duties: Executor for parents
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-21 |
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