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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-06-15
TX RA APPROVED 2023-03-08
NC RA APPROVED 2023-02-28
  • SC RA
    APPROVED
    Since 2023-06-15
  • TX RA
    APPROVED
    Since 2023-03-08
  • NC RA
    APPROVED
    Since 2023-02-28

Branch Locations

115 Tom Hall St, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life Charlotte NC 03/2021 03/2022
Walmart Stores Inc. Rock Hill SC 02/2009 03/2021
Bankers Life Securities, Inc Charlotte NC 03/2022 11/2022
Bankers Life Advisory Services Charlotte NC 11/2022 12/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 12/2022 Present
Bank Of America, N.A. Charlotte NC 08/2023 Present
  • 03/2021 → 03/2022
    Bankers Life
    Charlotte, NC
  • 02/2009 → 03/2021
    Walmart Stores Inc.
    Rock Hill, SC
  • 03/2022 → 11/2022
    Bankers Life Securities, Inc
    Charlotte, NC
  • 11/2022 → 12/2022
    Bankers Life Advisory Services
    Charlotte, NC
  • 12/2022 → Present
    Charlotte, NC
  • 08/2023 → Present
    Bank Of America, N.A.
    Charlotte, NC
Previous Registrations
Other Businesses

I*: Entity Type: For Profit Name: Boatsetter Investment Related: No Address: Fort Mill, SC 297155 Start Date: April 20228. Hours per month:12 per month Hours devoted during trading hour: 0 Duties: Boat Rental. Once a customer makes a request to rent my boat, I agree to the date and time and price. I will assist the customer with launching the boat and clean up when the rental is completed. Allow customers to rent my personal boat for an agreed set of hours, 1099 contact work6.Individual Contact work I*1128270 Entity Type For Profit Name of OBA: Amazon Flex Address: fort Mill South Carolina 29715 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 01/01/2023 Hours: 5 hrs monthly Hours during trading: 0 Duties: Independent contract work for Amazon delivering packages. Routes are paid via 1099 form and only responsible for the routes selected and awarded. I*: 2584267 Entity Type: Fiduciary role Name of OBA: Estate of K. B. Address: Fort Mill, South Carolina, 29715 Investment Related: No Position, Title, Association: Executor Employee Start Date: 6/25/2025 Number of Hours: 5 hrs wkly Number of Hours during trading: 0 Duties: Executor for parents

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-21
  • S66 Uniform Combined State Law Examination
    2022-11-21
Other Names
  • Jason Robert Brown
  • Jason Brown

View on SEC IAPD

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