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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-10-23 |
| TX | RA | APPROVED | 2018-10-23 |
Branch Locations
100 Crescent Court Suite 400, Dallas, TX 75201 • United States
Dallas, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Kinston | NC | 02/2017 | 09/2018 |
| Ubs | Irvine | CA | 06/2016 | 09/2016 |
| Ucla | Los Angeles | CA | 09/2012 | 09/2016 |
| N/A | N/A | NC | 09/2016 | 02/2017 |
| Ubs Financial Sevices Inc. | Dallas | TX | 10/2018 | Present |
1)Mountain Hollow Homeowners Association, RICHARDSON TexasUnited States- 75081, Association (e.g. Trade or Industry, Sport)It's an HOA, Responsible for enforcing the covenants, conditions, and restrictions, as well as manage the common elements of the development, Member of Board of directors, Keep proper books of account; cause an annual statement of the Association books which may be audited or unaudited as the Board of Directors may determine to be made by a CPA at the completion of each fiscal year; and shall prepare an annual budget and a statement of income and expenditures to be presented to the membership at its regular annual meeting, and deliver a copy of each to the members. The day to day responsibility to be delegated to an outside bookkeeping service subject to the approval of the Board of Directors. Confirmed that I will NOT be signing checks on behalf of the HOA, start date- 4/22/2024. 2) B.K. Living Trust UTA 12/30/2022, It's a living trust that holds all of our assets as a part of our estate planning.United StatesMy husband and I are the grantors and trustees of our living trust, start date-12/30/2022, DallasTexasUnited States-75249.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-16 |
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