Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-10-23
TX RA APPROVED 2018-10-23
  • NC RA
    APPROVED
    Since 2018-10-23
  • TX RA
    APPROVED
    Since 2018-10-23

Branch Locations

100 Crescent Court Suite 400, Dallas, TX 75201 • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Kinston NC 02/2017 09/2018
Ubs Irvine CA 06/2016 09/2016
Ucla Los Angeles CA 09/2012 09/2016
N/A N/A NC 09/2016 02/2017
Ubs Financial Sevices Inc. Dallas TX 10/2018 Present
  • 02/2017 → 09/2018
    Kinston, NC
  • 06/2016 → 09/2016
    Ubs
    Irvine, CA
  • 09/2012 → 09/2016
    Ucla
    Los Angeles, CA
  • 09/2016 → 02/2017
    N/A
    N/A, NC
  • 10/2018 → Present
    Ubs Financial Sevices Inc.
    Dallas, TX
Previous Registrations
Other Businesses

1)Mountain Hollow Homeowners Association, RICHARDSON TexasUnited States- 75081, Association (e.g. Trade or Industry, Sport)It's an HOA, Responsible for enforcing the covenants, conditions, and restrictions, as well as manage the common elements of the development, Member of Board of directors, Keep proper books of account; cause an annual statement of the Association books which may be audited or unaudited as the Board of Directors may determine to be made by a CPA at the completion of each fiscal year; and shall prepare an annual budget and a statement of income and expenditures to be presented to the membership at its regular annual meeting, and deliver a copy of each to the members. The day to day responsibility to be delegated to an outside bookkeeping service subject to the approval of the Board of Directors. Confirmed that I will NOT be signing checks on behalf of the HOA, start date- 4/22/2024. 2) B.K. Living Trust UTA 12/30/2022, It's a living trust that holds all of our assets as a part of our estate planning.United StatesMy husband and I are the grantors and trustees of our living trust, start date-12/30/2022, DallasTexasUnited States-75249.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-16
  • S66 Uniform Combined State Law Examination
    2018-06-16
Other Names
  • Aubrey Skye Bolduc-Kottmeier
  • Aubrey Skye Bolduc
  • Aubrey Skye Bolduc Kottmeier

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Dallas, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor