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Sean Ryan Lowe

LPl Financial LLC

Carolina Beach, NC

CRD 6674804

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-06-02
CA RA APPROVED 2022-04-19
  • NC RA
    APPROVED
    Since 2025-06-02
  • CA RA
    APPROVED
    Since 2022-04-19

Branch Locations

Carolina Beach, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank San Marcos CA 06/2016 09/2021
Jp Morgan Securities Llc San Marcos CA 06/2016 09/2021
Rancho Buena Vista High School Vista CA 01/2018 Present
Djo Global Vista CA 11/2018 Present
Lpl Financial, Llc Oceanside CA 09/2021 Present
  • 06/2016 → 09/2021
    Jp Morgan Chase Bank
    San Marcos, CA
  • 06/2016 → 09/2021
    Jp Morgan Securities Llc
    San Marcos, CA
  • 01/2018 → Present
    Rancho Buena Vista High School
    Vista, CA
  • 11/2018 → Present
    Djo Global
    Vista, CA
  • 09/2021 → Present
    Oceanside, CA
Other Businesses

1) 04/26/2022 - DBA for LPL Business (entity for LPL business)- FSL ADVISORS INC - Investment Related - Oceanside, CA 92056 - Start Date:04/20/2022 - 720 Hrs/Mth - 7 Hrs During Trading. 2) 08/20/2025 - Cape Fear Academy - Not Investment Related - Other - Coach - Wilmington, NC - Start Date:09/02/2025 - 40 Hrs/Mth - 0 Hrs During Trading. 3) 10/08/2025- Wlimington Lacrosse Club- Other - Lacrosse Coach- Not INV Related- At Wilmington, NC- Start date 09/19/2025- 6 Hours Per Month 4) 10/08/2025- Saints Lacrosse Club- Other - Lacrosse Coach- Not INV Related- At Castle Hayne, NC- Start date 09/15/2025- 12 Hours Per Month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-14
S63 Uniform Securities Agent State Law Examination 2016-07-21
  • S65 Uniform Investment Adviser Law Examination
    2022-04-14
  • S63 Uniform Securities Agent State Law Examination
    2016-07-21

View on SEC IAPD

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