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Anthony J Finocchiaro

Shp Wealth Management, LLC

Plymouth, MA

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Current Employers
Shp Wealth Management, Llc

225 Water St Suite C210, Plymouth, MA 02360 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2019-12-24
  • MA RA
    APPROVED
    Since 2019-12-24

Branch Locations

225 Water St Suite C210, Plymouth, MA 02360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shp Wealth Management, Llc Plymouth MA 12/2019 Present
Shp Financial Plymouth MA 12/2019 Present
Pinnacle Private Wealth, Llc Woburn MA 04/2018 11/2019
Masspay Beverly MA 06/2017 02/2018
F&B Produce Chelsea MA 06/2009 03/2017
  • 12/2019 → Present
    Shp Wealth Management, Llc
    Plymouth, MA
  • 12/2019 → Present
    Shp Financial
    Plymouth, MA
  • 04/2018 → 11/2019
    Pinnacle Private Wealth, Llc
    Woburn, MA
  • 06/2017 → 02/2018
    Masspay
    Beverly, MA
  • 06/2009 → 03/2017
    F&B Produce
    Chelsea, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-11
  • S65 Uniform Investment Adviser Law Examination
    2019-11-11
Other Names
  • Anthony Finocchiaro

View on SEC IAPD

Other Firms

EDWARD JONES
INTEGRATED WEALTH CONCEPTS LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
CONDON WEALTH MANAGEMENT, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
FLAGSHIP HARBOR ADVISORS, LLC
CITIZENS SECURITIES, INC.

Other Investors

NATALIA C. Manning
MARCI PORTER LUCIER
Owen Michael Imparato
Cameron Joseph Iarrobino
COLIN PATRICK CRONIN
Joshua Richard Kosinski
Michael J Bagni
Bradley Parillo

Other Offices

EDWARD JONES · PLYMOUTH, MA
INTEGRATED WEALTH CONCEPTS LLC · PLYMOUTH, MA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Plymouth, MA
CONDON WEALTH MANAGEMENT, INC. · PLYMOUTH, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Plymouth, MA
LPL FINANCIAL LLC · PLYMOUTH, MA
FLAGSHIP HARBOR ADVISORS, LLC · Plymouth, MA
CITIZENS SECURITIES, INC. · PLYMOUTH, MA

More in Plymouth, MA

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