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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-05 |
Branch Locations
2555 Townsgate Rd Ste 300, Westlake Village, CA 91361 • United States
Chatsworth, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hamrick & Evans, Llp | Burbank | CA | 08/2016 | Present |
| Western International Securities, Inc. | Pasadena | CA | 05/2019 | 06/2025 |
| Lpl Financial Llc | Westlake Village | CA | 06/2025 | Present |
1) 06/05/2025 - Hamrick & Evans, LLP - Outside/W-2 Employment -Legal Assistant - Non-Investment-Related -Burbank, CA - Start Date 08/01/2016 - 80 hours per month/ during trading 2) 06/05/2025 - Notary - Not Investment Related - At Reported Business Location(s) - Start Date 04/17/2003 - 2 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-14 |
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