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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-05
  • CA RA
    APPROVED
    Since 2025-06-05

Branch Locations

2555 Townsgate Rd Ste 300, Westlake Village, CA 91361 • United States

Chatsworth, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hamrick & Evans, Llp Burbank CA 08/2016 Present
Western International Securities, Inc. Pasadena CA 05/2019 06/2025
Lpl Financial Llc Westlake Village CA 06/2025 Present
  • 08/2016 → Present
    Hamrick & Evans, Llp
    Burbank, CA
  • 05/2019 → 06/2025
    Western International Securities, Inc.
    Pasadena, CA
  • 06/2025 → Present
    Westlake Village, CA
Previous Registrations
  • 2019-05-03 → 2025-06-05
    Western International Securities, Inc.
    Westlake Village, CA
Other Businesses

1) 06/05/2025 - Hamrick & Evans, LLP - Outside/W-2 Employment -Legal Assistant - Non-Investment-Related -Burbank, CA - Start Date 08/01/2016 - 80 hours per month/ during trading 2) 06/05/2025 - Notary - Not Investment Related - At Reported Business Location(s) - Start Date 04/17/2003 - 2 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-14
  • S66 Uniform Combined State Law Examination
    2019-03-14
Other Names
  • Talin Kalaydjian
  • Talin Mcpheeters

View on SEC IAPD

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