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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2007-01-01 |
Branch Locations
330 E Kilbourn Ave Ste 950, Milwaukee, WI 53202 • United States
Brown Deer, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 12/2004 | Present |
| Jerod Spaeth | Milwaukee | WI | 07/2006 | Present |
| John Barrett | Milwaukee | WI | 08/2015 | 12/2019 |
1- 100% OWNER, INDIE WORLD CRYSTALLIZED EDITION, 5220 W DEAN RD, BROWN DEER, WISCONSIN, 53223, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 02/15/2018, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 0-5, CREATING, DESIGNING, AND SELLING EMBELLISHED SHOES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-10 |
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