Carl Joseph Cuddy Ermelbauer

Current Employers

Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-10-06
TX	RA	APPROVED	2023-10-06

CA RA
APPROVED

Since 2023-10-06
TX RA
APPROVED

Since 2023-10-06

Branch Locations

25101 The Old Road Suite 114, Stevenson Ranch, CA 91381 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	New York	NY	06/2016	08/2017
Jp Morgan Securities Llc	New York	NY	06/2016	08/2017
Central Strategies Llc	New York	NY	08/2017	01/2018
Ameriprise Financial Services, Inc.	New York	NY	01/2018	07/2018
Unemployed	Los Angeles	CA	08/2018	09/2018
Dfpg Investments, Inc.	Calabasas	CA	10/2018	12/2018
American Financial Network Advisory Services, Llc	Calabasas	CA	10/2018	11/2019
International Assets Advisory, Llc	Calabasas	CA	05/2019	11/2019
Wealthsource Partners, Llc	Santa Monica	CA	12/2019	02/2020
Wealthsource Partners, Llc	Woodland Hills	CA	03/2020	05/2023
Wealthsource Partners, Llc	Santa Clarita	CA	05/2023	10/2023
Newedge Advisors, Llc.	New Orleans	LA	10/2023	Present

06/2016 → 08/2017

Jpmorgan Chase Bank, N.A.

New York, NY
06/2016 → 08/2017

Jp Morgan Securities Llc

New York, NY
08/2017 → 01/2018

Central Strategies Llc

New York, NY
01/2018 → 07/2018

Ameriprise Financial Services, Inc.

New York, NY
08/2018 → 09/2018

Unemployed

Los Angeles, CA
10/2018 → 12/2018

Dfpg Investments, Inc.

Calabasas, CA
10/2018 → 11/2019

American Financial Network Advisory Services, Llc

Calabasas, CA
05/2019 → 11/2019

International Assets Advisory, Llc

Calabasas, CA
12/2019 → 02/2020

Wealthsource Partners, Llc

Santa Monica, CA
03/2020 → 05/2023

Wealthsource Partners, Llc

Woodland Hills, CA
05/2023 → 10/2023

Wealthsource Partners, Llc

Santa Clarita, CA
10/2023 → Present

Newedge Advisors, Llc.

New Orleans, LA

Previous Registrations

2019-12-17 → 2023-11-06

Wealthsource®

Woodland Hills, CA

Santa Monica, CA

Thousand Oaks, CA

Thousand Oaks, CA

Santa Clarita, CA
2018-10-10 → 2019-11-22

American Financial Network Advisory Services, Llc

Los Angeles, CA

Other Businesses

CARL JOSEPH CUDDY ERMELBAUER; INVESTMENT RELATED BUSINESS; PRIVATE RESIDENCE, SANTA CLARITA, CA; INSURANCE SALES; INSURANCE AGENT; OCTOBER 27, 2021 START DATE; 10 HOURS/MONTH DEVOTED TO INSURANCE SALES; 10 HOURS/MONTH DEVOTED TO INSURANCE SALES DURING SECURITIES TRADING HOURS; INSURANCE SALES DUTIES. NewEdge Advisors, LLC.; Start: 10/2023; DBA Financial North Partners; Managing Partner and Owner; Investment Related; Investment Advisor Representative; at reported business location.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-06-20
S63	Uniform Securities Agent State Law Examination	2016-07-13

S65 Uniform Investment Adviser Law Examination

2019-06-20
S63 Uniform Securities Agent State Law Examination

2016-07-13

Designations

Other Names

Carl J C Ermelbauer
Carl Joseph Ermelbauer
Carl J Ermelbauer
Carl Ermelbauer
Carl Ermelbauer

View on SEC IAPD