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Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-05-22
  • NH RA
    APPROVED
    Since 2024-05-22

Branch Locations

19 Howley Street Ms: Ma-142, Peabody, MA 01960 • United States

2 Enon Street Ms: Ma-134, Beverly, MA 01915 • United States

1 Citizens Bank Way, Johnston, RI 02919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Miami FL 05/2020 01/2021
Primerica Financial Services Miami FL 01/2020 08/2020
Space Invaders Miami FL 08/2017 12/2019
Mokai Lounge Miami FL 02/2017 08/2017
Gr Opco Llc / E11Even Miami FL 02/2016 02/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Manchester NH 02/2021 05/2024
Results Md Miami FL 07/2018 12/2018
New York Life Sunrise FL 07/2016 10/2016
Marion Miami FL 09/2018 11/2018
Bcp Worldwide Miami FL 07/2018 07/2018
Bank Of America, N.A. Manchester NH 04/2021 05/2024
Citizens Securities, Inc. Beverly MA 05/2024 Present
  • 05/2020 → 01/2021
    Pfs Investments Inc.
    Miami, FL
  • 01/2020 → 08/2020
    Primerica Financial Services
    Miami, FL
  • 08/2017 → 12/2019
    Space Invaders
    Miami, FL
  • 02/2017 → 08/2017
    Mokai Lounge
    Miami, FL
  • 02/2016 → 02/2017
    Gr Opco Llc / E11Even
    Miami, FL
  • 02/2021 → 05/2024
    Manchester, NH
  • 07/2018 → 12/2018
    Results Md
    Miami, FL
  • 07/2016 → 10/2016
    New York Life
    Sunrise, FL
  • 09/2018 → 11/2018
    Marion
    Miami, FL
  • 07/2018 → 07/2018
    Bcp Worldwide
    Miami, FL
  • 04/2021 → 05/2024
    Bank Of America, N.A.
    Manchester, NH
  • 05/2024 → Present
    Beverly, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-03
  • S66 Uniform Combined State Law Examination
    2021-05-03
Other Names
  • Luisa Fernanda Salazar

View on SEC IAPD

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