Gabriel Martin Cesar

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-30

NY RA
APPROVED

Since 2021-06-30

Branch Locations

4053 Maple Rd Ste 112, Amherst, NY 14226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Securities, Inc.	Amherst	NY	06/2016	Present
Principal Life Insurance Company	Amherst	NY	01/2018	Present
R & G Wealth Management	Amherst	NY	02/2024	Present

06/2016 → Present

Principal Securities, Inc.

Amherst, NY
01/2018 → Present

Principal Life Insurance Company

Amherst, NY
02/2024 → Present

R & G Wealth Management

Amherst, NY

Other Businesses

***Fixed Insurance; Investment Related; 100 Corporate Pkwy, Ste 118, Amherst, NY 14226; Life, Annuities, DI, LTC; Sales; Start Date: 04/16/2018; 4 hrs per month; 4 during trading hours. ***R & G Wealth Management Group Inc; Not Investment Related; Amherst, NY; Co-Owner; S Corpt used to pay business expenses; Start Date: 07/01/2021; 10 hrs per month; 0 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2016-08-24

S63 Uniform Securities Agent State Law Examination

2016-08-24

Designations

Certified Financial Planner

Other Names

Gabe Cesar

View on SEC IAPD