Brian Anthony Dragotto

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
ID	RA	APPROVED	2026-03-16
OH	RA	APPROVED	2025-05-13
WA	RA	APPROVED	2024-03-12
OR	RA	APPROVED	2024-01-18
MA	RA	APPROVED	2023-07-26
NC	RA	APPROVED	2023-01-30
CO	RA	APPROVED	2023-01-20
FL	RA	APPROVED	2022-04-22
NY	RA	APPROVED	2021-12-08
GA	RA	APPROVED	2021-11-08
CA	RA	APPROVED	2020-08-17
PA	RA	APPROVED	2020-01-28
NJ	RA	APPROVED	2017-07-24

ID RA
APPROVED

Since 2026-03-16
OH RA
APPROVED

Since 2025-05-13
WA RA
APPROVED

Since 2024-03-12
OR RA
APPROVED

Since 2024-01-18
MA RA
APPROVED

Since 2023-07-26
NC RA
APPROVED

Since 2023-01-30
CO RA
APPROVED

Since 2023-01-20
FL RA
APPROVED

Since 2022-04-22
NY RA
APPROVED

Since 2021-12-08
GA RA
APPROVED

Since 2021-11-08
CA RA
APPROVED

Since 2020-08-17
PA RA
APPROVED

Since 2020-01-28
NJ RA
APPROVED

Since 2017-07-24

Branch Locations

50 Tice Blvd Suite 280, Woodcliff Lake, NJ 07677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Freehold	NJ	06/2016	06/2017
Bank Of America, N.A.	Freehold	NJ	08/2016	06/2017
Guardian Life Insurance Co Of America	Shrewsbury	NJ	07/2017	11/2022
Park Avenue Securities Llc	Shrewsbury	NJ	07/2017	11/2022
Guardian Life Insurance Company	Woodcliff Lake	NJ	11/2022	Present
Park Avenue Securities	Woodcliff Lake	NJ	11/2022	Present
Guardian Life Insurance Company	Winterville	GA	06/2024	03/2026
Park Avenue Securities	Winterville	GA	06/2024	03/2026

06/2016 → 06/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Freehold, NJ
08/2016 → 06/2017

Bank Of America, N.A.

Freehold, NJ
07/2017 → 11/2022

Guardian Life Insurance Co Of America

Shrewsbury, NJ
07/2017 → 11/2022

Park Avenue Securities Llc

Shrewsbury, NJ
11/2022 → Present

Guardian Life Insurance Company

Woodcliff Lake, NJ
11/2022 → Present

Park Avenue Securities

Woodcliff Lake, NJ
06/2024 → 03/2026

Guardian Life Insurance Company

Winterville, GA
06/2024 → 03/2026

Park Avenue Securities

Winterville, GA

Previous Registrations

2016-10-03 → 2017-05-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Freehold, NJ

Other Businesses

1. Sign In Solutions LLC, Passive investor, we have an app platform, Start: 01/01/2019, Address: 6194 Eagle Dr. Mays Landing, NJ, 08330, 0 total hours per month, No annual compensation, Not investment related, 2. Article Writing, I would be writing articles for the purpose of business at International Planning Alliance to clients and perspective clients. It would be shared through email. Start: 10/15/2019, Address: 1040 Broad Street, Shrewsbury NJ 07702, 5 total business hours per month, 0 during securities trading hours, No annual compensation, Not investment related,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-09-27

S66 Uniform Combined State Law Examination

2016-09-27

Other Names

Brian A Dragotto

View on SEC IAPD