Michael Kay Miller

Current Employers

Employment History

• 09/2003 → Present
  Payne, Nickles & Company
  Norwalk, OH
• 11/2016 → 10/2019
  1St Global Capital Corp.
  Norwalk, OH
• 11/2016 → 10/2019
  1St Global Advisors, Inc.
  Norwalk, OH
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Norwalk, OH
• 10/2019 → 09/2025
  Avantax Advisory Services
  Norwalk, OH
• 04/2020 → Present
  4 Millers, Llc
  Sandusky, OH
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Norwalk, OH
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
  Dallas, TX
  Sandusky, OH
  Norwalk, OH
• 2016-11-17 → 2019-10-25
  1St Global Advisors Inc
  Norwalk, OH

Other Businesses

1) PN FINANCIAL SERVICES, LLC POSITION: MEMBER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2016 ADDRESS: Norwalk OH 44857, United States DESCRIPTION: Member 2) NOAH'S PLAYGROUND, LLC POSITION: OWNER NATURE: Recreational land-hunting property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2016 ADDRESS: Republic OH 44867, United States DESCRIPTION: Owner 3) NAME OF OTHER BUSINESS: SECOND HARVEST FOOD BANK ; INVESTMENT RELATED: NO ADDRESS: 5510 BAUMHART RD LORAIN, OH 44053 ; NATURE OF BUSINESS: NON-PROFIT ; START DATE: 07/01/2026 ; POSITION/TITLE/RELATIONSHIP: TREASUER ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS:2 ; BRIEF DESCRIPTION OF DUTIES: OVERSEE INVESTMENT A/C, REVIEW & APPROV CHECKS OVER A CERTAIN AMT-NOT WRITTE THEM, FINANCE COMMTT MANAGES & RECOMENDS INVESTMENTS TO THE BOARD. ; 4) SANDUSKY CENTRAL CATHOLIC SCHOOLS POSITION: Finance Committee NATURE: Member of the finance committee, which oversees the schools finances, including assessing tuition charged, operating budgets, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/10/2024 ADDRESS: 410 W Jefferson St., Sandusky OH 44870, United States DESCRIPTION: Collaborate and help set tuition rates for school years, review schools finances in general 5) PAYNE, NICKLES & COMPANY POSITION: President NATURE: Full service CPA firm INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 09/03/2003 ADDRESS: 257 Benedict Avenue, Building D, Norwalk OH 44857, United States DESCRIPTION: Full time job as a CPA, helping clients and managing the firm 6) SANDUSKY ATHLETIC ASSOCIATION POSITION: President NATURE: We provide support for the wrestling program at Sandusky Central Catholic Schools INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/17/2022 ADDRESS: PO Box 734, Sandusky OH 44870, United States DESCRIPTION: President - approve budgets and disburse money to the wrestling program 7)4 Millers, LLC; Sole Owner; Single Member LLC that will own a personal boathouse; NIR; 0; 04/20/2020; 501 W. BOGART RD. SANDUSKY OH 44870; Owner

Exams

• S66 Uniform Combined State Law Examination
  2016-11-17

Other Names

• Mike Kay Miller