Chase Dion Nelson

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2018 → 04/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hunt Valley, MD
• 08/2022 → 04/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lynbrook, NY
• 02/2022 → 06/2022
  Unemployed
  Baldwin, NY
• 05/2024 → 08/2024
  Unemployed
  Lynbrook, NY
• 01/2018 → 04/2021
  Bank Of America, N.A.
  Hunt Valley, MD
• 04/2021 → 06/2021
  Unemployed
  Baltimore, MD
• 04/2017 → 01/2018
  State Employees Credit Union
  Linthicuim, MD
• 02/2017 → 04/2017
  Unemployed
  Towson, MD
• 07/2022 → 07/2022
  Wendy'S
  East Rockaway, NY
• 09/2016 → 02/2017
  K F Discount Fuel
  Hempstead, NY
• 08/2024 → 03/2026
  Fidelity Investments
  Covington, KY
• 06/2021 → 02/2022
  T. Rowe Price Investment Services, Inc.
  Owings Mills, MD
• 06/2016 → 09/2016
  Meyers Associate
  New York, NY
• 01/2019 → 05/2019
  Pizza Hut
  Cockeysville, MD
• 11/2016 → 02/2017
  Outback Steakhouse
  Island Park, NY
• 03/2025 → 03/2026
  Strategic Advisers Llc
  Boston, MA
• 08/2024 → 03/2026
  Fidelity Brokerage Services Llc
  Covington, KY
• 12/2024 → 03/2025
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 06/2021 → 02/2022
  T. Rowe Price Advisory Services, Inc.
  Owings Mills, MD
• 03/2026 → Present
  Tiaa
  Melville, NY
• 03/2026 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Melville, NY

Previous Registrations

• 2025-03-31 → 2026-03-19
  Strategic Advisers Llc
  New Hyde Park, NY
  Lynbrook, NY
  Boston, MA
• 2024-12-04 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Lynbrook, NY
• 2022-12-02 → 2024-04-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lynbrook, NY
  Garden City, NY
• 2021-07-29 → 2022-02-28
  T. Rowe Price Advisory Services, Inc.
  Owings Mills, MD
• 2018-05-22 → 2021-04-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hunt Valley, MD
  Hunt Valley, MD
  Chicago, IL

Other Businesses

Name: Maverick Concierge Position: Concierge Nature: I am front desk concierge at a high end apartment complex. Investment Related: No Hours: 8 Securities Trading Hours: 0 Start Date: 05/12/2025 Address: One Brg Plz N, Suite 920, Fort Lee NJ 07024, United States Description: Cleaning coffee, restocking coffee area, taking inventory for incoming packages for residents that live in the building

Exams

• S66 Uniform Combined State Law Examination
  2018-05-21

Other Names

• Chase Dion Nelson
• Chase Nelson
• Chase D Nelson