Kaiwen Liu

Employer firm

Mai Capital Management, LLC CRD 109807

$52.1B regulatory AUM 132 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2017 → 01/2021
  The Ayco Company, L.P./Mercer Allied
  Irvine, CA
• 04/2017 → 09/2017
  New Frontier Group
  Rancho Santa Margarita, CA
• 09/2015 → 04/2017
  The Ups Store
  Riverside, CA
• 09/2013 → 06/2017
  University Of California, Riverside
  Riverside, CA
• 01/2021 → 04/2021
  Goldman Sachs & Co. Llc
  Irvine, CA
• 07/2022 → Present
  Mai Capital Management Llc
  Newport Beach, CA
• 04/2021 → 06/2022
  Whittier Trust Company
  Newport Beach, CA

Previous Registrations

• 2018-09-21 → 2021-05-05
  Goldman Sachs Wealth Services, L.P.
  Irvine, CA

Exams

• S66 Uniform Combined State Law Examination
  2018-09-17

Designations

• Certified Financial Planner

Other Names

• Kevin Liu